Fund Freezing & Retention Orders

Intelligent processing of fund retention and freezing orders

High criticality, strict deadlines, and zero margin for error. Automate the intake, extraction, and control of regulatory circulars — with full traceability and human review.

Execution in minutes, not hours

Reduce time between receiving an order and processing it with AI-assisted extraction.

Operational control and evidence

Every step is recorded: intake, extraction, validation, and execution. Audit-ready.

Less sanction risk

Automatic validations and deadline alerts to reduce regulatory non-compliance risk.

How it works

Four steps. No unnecessary complexity.

01

Multichannel intake

Receive orders and circulars via email, SFTP, web portal, internal folder, or API.

02

Classification & extraction

AI identifies the document type and extracts key data: accounts, holders, amounts, deadlines.

03

Validation & cross-reference

Cross-references data with previous orders and client base. Detects inconsistencies and generates alerts.

04

Review & execution

The operator reviews the structured summary, approves or escalates, and executes with recorded evidence.

Use cases in fund retention

Each type of regulatory document has a specialized workflow with concrete deliverables.

Processing retention orders

Automatic intake and extraction of circulars and fund freezing/embargo orders, identifying accounts, holders, amounts, issuing authority, and deadlines.

Deliverables

  • Structured data: accounts, holders, amounts, dates, and authority
  • Classification by order type and jurisdiction
  • Intake record with timestamp and document source

Suspension and lifting of retentions

Processing of suspension or lifting documents, with automatic cross-referencing against original orders to verify correspondence and validity.

Deliverables

  • Automatic linking with the original order
  • Correspondence validation (accounts, amounts, reference)
  • Alert if there are discrepancies or missing data

Fund remittance and transfer

Extraction of remittance instructions: destination accounts, amounts to transfer, concepts, and deadlines, ready for execution with dual control.

Deliverables

  • Structured destination account and amount data
  • Cross-validation with the current retention order
  • Instruction summary ready for control desk

Annex and listing classification

Processing of tables, person/company listings, and attached annexes (PDF, scanned images), with individual record extraction.

Deliverables

  • Individual records extracted from tables and listings
  • Normalization of names, accounts, and amounts
  • Alerts for ambiguous or illegible records

Deadline and expiration validation

Automatic identification of deadlines, execution timeframes, and expirations, with proactive alerts to avoid non-compliance.

Deliverables

  • Calendar of deadlines extracted per order
  • Automatic alerts before expiration
  • Deadline compliance record for audit

Client base cross-reference

Comparison of holders and accounts mentioned in orders against the institution's client base, identifying matches and impacts.

Deliverables

  • Detailed list of matches found
  • Affected account and product data
  • Impact summary for compliance area

Retention file generation

Automatic consolidation of all documents related to an order in a digital file: original order, annexes, actions taken, and evidence.

Deliverables

  • Complete and navigable digital file
  • Action history per order (intake → execution)
  • Linked documents with full traceability

Compliance and audit reports

Generation of consolidated reports for internal audit, regulators, or compliance committees, with documentary evidence of each action.

Deliverables

  • Report of orders processed per period
  • Response and execution time details
  • Exportable documentary evidence per case

Controls and traceability

Designed to meet audit and internal control standards of regulated entities.

Complete audit log

Every processed document generates an immutable record: who received it, what was extracted, who reviewed it, and when it was executed.

Dual control and human review

No action is executed without review. Configurable approval queue with automatic escalation.

Exception management

Illegible documents, ambiguous data, or no-match cases are automatically escalated with context for manual resolution.

Role-based access (RBAC)

Granular permissions by user, area, and operation type. You only see what corresponds to you.

Change history

Version control per order: every modification, reclassification, or correction is recorded with timestamp.

Operations reports

Response time metrics, processed volumes, exception rates, and deadline compliance.

Expected results

Typical metrics observed in implementations with regulated financial entities.

60–80%

Typical reduction in processing time per order

↓ 90%

Reduction in transcription errors and omitted data

100%

Traceability of each extracted data point to its source document

24/7

Continuous deadline monitoring and expiration alerts

Results may vary depending on operations volume, order complexity, and institutional configuration.

Flexible integrations

Connect with your existing systems: email, SFTP, internal folder, web portal, REST API, SharePoint, or S3. We adapt to your infrastructure without disruptions.

Ready to streamline fund retention processing?

Book a 20-minute demo and see how LlamitAI processes retention, suspension, and remittance orders — with your own documents.

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